, | Posted In: Uncategorized

DoL Enforcement – What To Expect & What Has Changed For Retirement Plan Sponsors

We’ve taken the time to understand this new legislation and want to ensure all 401(k) Plan Sponsors know what to expect and what exactly will change.

Note: This event has ended. Below is a recording of the webinar. Please contact Rafalko Advisors with any questions.

The Department of Labor (DoL) Fiduciary Rule is now being phased in. The rule expands the “investment advice fiduciary” definition under the Employee Retirement Income Security Act of 1974 (ERISA) and is a healthy 1,023 pages in length.

On Tuesday, July 25, 2017 from 12 to 1 p.m. ET, Rafalko Advisors is hosting a free webinar with Robert B. Wynne for an expert opinion on what you and your company need to know.

We look forward to hosting this valuable presentation and there will be time at the end for a live Q&A session with the speakers.



Robert B. Wynne, Associate at McGuireWoods

Robert is an associate in the Richmond office of McGuireWoods, where he is a member of the firm’s employee benefits and executive compensation group.

He advises clients on all matters arising under employee benefits and executive compensation laws, including issues relating to the design, administration, reporting and disclosure requirements for various retirement and welfare benefit plans and compensation arrangements. He represents and advises clients in interactions with the government, including the Internal Revenue Service, Department of Labor, and Pension Benefit Guaranty Corporation, and regularly assists in a variety of interdisciplinary practice areas that are affected by ERISA and the Internal Revenue Code.

Robert received his law degree from the University of North Carolina, an LLM in tax from the Georgetown University Law Center, and is a Phi Beta Kappa and Omicron Delta Kappa graduate of Sewanee: The University of the South.


Celia Rafalko, Managing Principal, Rafalko Advisors, Inc.
Celia is the founder and principal of Rafalko Advisors, Inc., an independent registered investment advisory firm with offices in Richmond and Northern Virginia. She has more than 25 years of experience in brokerage and financial services firms and it’s her experience there that led to her decision to work as an independent advisor, free of any product bias or sales pressure.




We’re here to help your business offer the best possible 401K plans to your plan participants.

Contact Us Today